中国建设自由贸易港的离岸金融监管问题研究
DOI:
CSTR:
作者:
作者单位:

作者简介:

王淑敏,大连海事大学法学院教授、博士生导师,研究方向:国际经济法;陈晓,大连海事大学 2017级硕士研究生,研究方向:国际法学。

通讯作者:

中图分类号:

F752.8

基金项目:

国家社会科学基金项目“建设中国自由贸易港的法律保障与政策推进研究”(项目编号:18VSJ076)。


Research on Offshore Financial Supervision of China’s Construction of a Free Trade Port
Author:
Affiliation:

Fund Project:

  • 摘要
  • |
  • 图/表
  • |
  • 访问统计
  • |
  • 参考文献
  • |
  • 相似文献
  • |
  • 引证文献
  • |
  • 资源附件
  • |
  • 文章评论
    摘要:

    党的十九大报告赋予中国自由贸易港承接自贸试验区“离岸法区”的法律地位,彰显其巩固和深化自贸试验区离岸金融市场改革成果的重大使命。各国殷鉴表明,在缺失有效的准入、经营和退出等市场监管的前提下,离岸金融市场随时面临冲击在岸经济的失控之虞。尽管毋需针对离岸金融机构的国籍身份区别对待,但存款准备金的监管尚需保留。此外,市场经营监管不限于货币业务,允许扩展至金融衍生领域;交易主体则拘于非居民;交易货币甚至扩及本国货币。至于危险预警机制、最后贷款人制度和存款保险制度方面的退出监管机制均可借鉴。应采取审批而非完全杜绝外资机构准入;对于离岸账户与在岸账户之间的资金往来仍需缴纳存款准备金;严格监管居民在岸账户与离岸账户之间的交易,允许人民币作为交易货币在港区使用。

    Abstract:

    In the report of 19th NCCPC, the free trade port is granted to undertake the legal status of“off-shore”of the free trade zone in China, highlighting its important missions of strengthening and deepening the reform efforts of offshore financial market in the free-trade zone. Under the precondition of lacking effective supervision on market access, management and exit, all countries believe that the offshore financial market is at risk of losing control of shocking the onshore economy. Therefore, the practices outside the country has been enlightened that although it is unnecessary to discriminate against the national identities of offshore financial institutions, the regulation of reserve requirements still needs to remain. In addition, the regulation of market operation is not limited to the monetary business, being allowed to expand into the field of financial derivative. The subjects of the transaction are restricted to non-residents and the trading currencies even spread to their own currencies. Moreover, the risk early warning mechanism, the lender of last resort system and the deposit insurance system can be used for reference. Thus, it is recommended to take the examination and approval rather than completely to eliminate the admittance of foreign institutions firstly. Secondly, the reserve requirements for funds between offshore accounts and onshore accounts are still needed. Last but not least, China needs to strictly regulate transactions between onshore and offshore accounts and allow RMB to be used as a trading currency in the free trade port.

    参考文献
    相似文献
    引证文献
引用本文

王淑敏,陈晓.中国建设自由贸易港的离岸金融监管问题研究[J].国际商务研究,2018,(4):19-27

复制
分享
相关视频

文章指标
  • 点击次数:
  • 下载次数:
  • HTML阅读次数:
  • 引用次数:
历史
  • 收稿日期:
  • 最后修改日期:
  • 录用日期:
  • 在线发布日期: 2018-07-06
  • 出版日期:
文章二维码
郑重声明
关闭