国际条约在涉外审判中的适用
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(中国政法大学,北京 100080)

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孔庆江,中国政法大学国际法学院教授、博士生导师,研究方向:国际经济法;梅冰,中国政法大学国际法学院博士研究生,研究方向:国际经济法。

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D993.8

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Applicability of International Treaties in Foreign-related Trials
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    摘要:

    我国法院在涉外审判中能否及如何适用条约,既是一个理论问题,也是一个实践问题,它关系到条约的基本功能、条约在国内法中的地位以及一国法院在该国对外关系中的地位和权能。无论是现行国内法,还是“约定必须信守”的习惯国际法原则,都暗示国际条约具有在国内法上的效力,并且应优先于国内法适用。虽然确认条约在国内法上的效力并不等于说明法院应该在裁判中适用条约,而且涉外司法实践在这方面也无一致做法,但是,近期最高人民法院已提出准确适用条约的问题,间接承认了条约是国际裁判的重要法律依据。在“一带一路”建设逐步展开,特别是在专门设立国际商事法庭的背景下,我国法院在审理涉外案件时更是不可避免地会涉及国际条约在涉外审判中的适用问题。笔者建议:区分可直接适用和作为解释依据的条约;直接适用为个人直接设定权利的条约;通过司法解释的方式吸收国际条约的规定而予以适用;加强司法适用条约的研究。在涉外审判适用国际条约时要重视必要性、合法性、解释性和一致性原则。

    Abstract:

    Whether and how Chinese courts can apply treaties in foreign-related trials is both a theoretical issue and a practical one. It is related to the basic function of the treaty and the status of the treaty in domestic law, as well as the status and power of the judiciary in a country’s external relations. Both the existing domestic law and the customary international law of“Pacta Sunt Servanda”imply that treaties are effective in domestic law and should prevail over domestic law. Although recognizing the validity of treaties in domestic law does not mean that courts should apply treaties in adjudications. While there is no consistent practice in this regard in judicial practice related to foreign affairs, the Supreme Court has recently raised the issue of proper application of treaties, which indirectly acknowledges that treaties are important legal basis for international adjudication. With the gradual unfolding of the Belt and Road Initiatives, especially in the context of the establishment of international commercial courts, Chinese courts will inevitably face the issue of applicability of treaties in foreign-related trials. It is therefore submitted: there is a need to distinguish between directly applicable treaties and treaties that serve as a basis for interpretation; the treaties that directly set rights for individuals can be directly applied; the provisions of treaties must be absorbed through judicial interpretation before being applied; at the same time, the research on judicial application of treaties shall be strengthened; and the principles of necessity, legitimacy, interpretativeness and consistency should be emphasized in the application of treaties to foreign-related trials.

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孔庆江,梅冰.国际条约在涉外审判中的适用[J].国际商务研究,2022,(3):53-64

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  • 在线发布日期: 2022-05-12
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