外国法院判决承认与执行中管辖权审查的法律适用问题
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(1.复旦大学,上海 200438;2.北京师范大学珠海校区,广东 珠海 519087)

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孙南申,复旦大学法学院二级教授,博士生导师,澳门科技大学特聘教授,研究方向:国际私法、国际投资法;胡蓉,北京师范大学珠海校区讲师,法学博士,研究方向:国际私法。

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D996

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The Law Application Issues Concerning Jurisdiction Review over the Recognition and Execution of Judgments from Foreign Courts
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    摘要:

    国际民商事争议的管辖权不仅指原审国法院审理案件争议的直接管辖权,也包括被请求国法院在判决承认执行阶段审查原审国法院是否具备合理管辖权的间接管辖权。直接管辖权的实质是原审国具有审理案件的管辖基础,间接管辖权关注的是原审国管辖权的行使是否正当与合理。间接管辖权审查的法律适用涉及两方面问题,一是确定间接管辖权的准据法,二是确定间接管辖权的审查标准,这两者相互关联。实践中对此的适用与确定模式主要包括适用被请求国法律、适用请求国法律、结合适用被请求国与请求国法律、适用司法协助条约规定等。《2019年海牙判决公约》规定的间接管辖规则体现的是管辖法院与案件及其被告之间的实质联系,并作为判断管辖基础合理性的依据与标准。针对以上背景与问题,本文从间接管辖审查的法律适用关系与功能、法律适用模式与原则、审查标准的适用、中国间接管辖审查依据与标准等 4个方面进行理论与实证分析,并得出相应观点与结论。

    Abstract:

    The jurisdiction of international civil and commercial disputes not only refers to direct jurisdiction from foreign trial courts, but also includes indirect jurisdiction by respondent native courts to execute judgments of foreign courts. The actual function of direct jurisdiction is to exercise trial competence on case dispute with jurisdiction base, whereas indirect jurisdiction focuses on whether the execution of jurisdiction is legitimate and rational. The law application for indirect jurisdiction review refers to two aspects, the first one is to confirm the applicable law of indirect jurisdiction, the second one is to decide review criteria of indirect jurisdiction, and the two aspects are mutual relevant. The mode of the law application and confirmation in practice mainly includes application of respondent country law, application of applicant country law, combination of applying both countries, laws, and application of provisions in judicial assistant treaties. The indirect jurisdiction rules in Hague Convention of Judgments (2019) reflect actual connections between courts of direct jurisdiction and disputes or defendants, which are used as the base and criteria of reasonable jurisdiction. This article makes the relevant theoretical and practical analysis on the above background situation and legal issues from aspects of relation and function of law application for indirect jurisdiction review, the mode and principle of law application, the application of review criteria, and the criteria of legal base for indirect jurisdiction review in China.

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孙南申,胡蓉.外国法院判决承认与执行中管辖权审查的法律适用问题[J].国际商务研究,2026,(1):72-80

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  • 在线发布日期: 2026-01-14
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